News: 13 January 2021

Published 13 January 2021

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CEO Update: 11 January 2021

Published 11 January 2021

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Compulsory FCA survey

Published 08 January 2021

The FCA issued the first phase of the Covid-19 Impact Survey in June, covering around 13,000 firms across 15 Supervision portfolios (Tranche 1), and then rolled this out to a further 9,500 firms in 21 portfolios (Tranche 2) at the beginning of August.

News: 6 January 2021

Published 06 January 2021

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Directory Persons submission deadline

Published 05 January 2021

Solo-regulated firms must submit their Directory Persons data to the FCA via Connect by 31 March 2021. For firms who want to submit using the multiple add or amend form, they must do so by 18 March 2021 ahead of the deadline. The FCA commenced incrementally publishing data from solo-regulated firms as they are submitted from 14 December 2020.