SM&CR: FCA extends solo-regulated firms opt-up deadline

Industry News | 05/07/19

The Financial Conduct Authority (FCA) has extended the opt-up deadline for solo-regulated firms to join the core or enhanced tiers of the Senior Managers & Certification Regime (SM&CR) from 9 September 2019 to 9 December 2019. Firms currently in the core and limited scope tiers that wish to opt-up to a higher tier must submit a Form O by 24 November 2019.