FG19/2: SM&CR – Guidance on Statements of Responsibilities and Responsibilities Maps

Regulatory Updates | 11/03/19

The FCA has published their final guidance which provides practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps. This comes as a result of the FCA extending the SM&CR to all FSMA authorised firms on 9 December 2019.

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