FCA podcasts on SM&CR certification, conduct rules, and regulatory references for solo-regulated firms

Regulatory Updates | 05/09/19

The Financial Conduct Authority (FCA) has released two podcasts on the Senior Managers and Certification Regime (SM&CR) aimed at solo-regulated firms, to help them prepare for the upcoming extension of the Regime on 9 December 2019.

Inside FCA Podcast: Interview with David Blunt on Certification and Regulatory References (SMCR) +

Inside FCA Podcast: The importance of implementing the Conduct Rules for SMCR +