FCA Conduct Rules: Training explainer video

Regulatory Updates | 26/11/20

We would like to make CCTA members aware of an SM&CR video they have published on their website. Firms must train relevant staff on how the Conduct Rules apply to their roles and the explainer video sets out the key things to consider for training. Whilst the video covers Conduct Rules training for solo regulated firms, it may also be valuable for dual-regulated firms.