FCA Chair speech on good conduct regulation

Regulatory Updates | 16/02/17

The FCA has published a speech given by John Griffith-Jones, FCA Chair, on what makes good conduct regulation. In his speech, Mr Griffith-Jones highlights the following points of interest when discussing the “building blocks” that are needed to create an optimal outcome for conduct regulation:

  • Government policy
  • Objectives and perimeters
  • Risk tolerance
  • Operational excellence.